Patrick Joseph Swint

Employer firm

Knightsbridge Ventures CRD 290448

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2016
  Academy Securities
  New York, NY
• 12/2017 → Present
  Knightsbridge Ventures
  Austin, TX
• 01/2000 → Present
  Salsa Properties
  Austin, TX
• 10/2018 → 02/2019
  Cobalt Capital, Inc.
  Orlando, FL

Previous Registrations

• 2018-02-07 → 2023-12-31
  Knightsbridge Ventures
  Austin, TX

Other Businesses

1) Salsa Properties, LLC (Texas LLC). Not investment-related. 3801 N Capital of Texas Hwy, E240, Austin, TX 78746. Business owner/ real estate; CEO/Managing Director; 01/2000; 0-10 hrs/month; not tied to trading; manage family office portfolio of commercial real estate. 2) Knightsbridge Ventures Ltd Co; Investment-related; 3801 N Capital of Texas Hwy, E240, Austin, TX 78746; Business Owner/ fund manager/ investment advisor/ real estate; CEO; 08/2017; 20-30 hrs/month; not tied to trading; meet with investors to co-invest in real estate private placements and sourcing real estate investment opportunities. 3) Wave Capital Securities; investment-related; 541 Orlando Ave, Ste 204, Maitland, FL 32751; Consultant/ Other; Securities Principal; 02/2019; 80 hrs/month; not tied to trading; raise equity for real estate developments. 4) Tidal Wave Properties LLC; not investment-related; 3801 N Capital of Texas Hwy, E240, Austin, TX 78746; Business Owner/ Real Estate; Real Estate Broker/ Managing Member; 2/2019; 5-10 hrs/month, not tied to trading; oversee commercial real estate transactions. 5) University of Texas UK Alumni Association; not investment-related; n/a; Non-profit; Board Member; 09/2018; 1-2 hrs/month, not tied to trading; organize fundraising event(s). 6) University of Chicago Alumni Association UK; not investment-related; n/a; Non-profit; Board Member; 07/2018; 1-2 hrs/month, not tied to trading; advise board and organize alumni events in London. AMIO Bank, a bank in Yerevan, Armenia with 16 branches. Not investment-related. Address is Yerevan Armenia; Commercial and retail bank; Supervisory Board Member/Member of Risk Committee/Member of Nomination and Compensation Committee; August 2022; Approx 5 hours per month/0 hours during securities trading hours; Attends board meetings by zoom and once yearly in person. MFM Global; Investment-related; Address is Zurich Switzerland. Private equity firm; Board member; August 2022; Approx 5 hours per month/0 hours during securities trading hours; Helps source real estate acquisitions. Alpha STAR SPAC; Investment-related; Address is Grand Cayman; SPAC (Special Acquisition Company), publicly traded on NASDAQ; Board Member; October 2022; Approx 5 hours per month/0 hours during securities trading hours; Duties include the audit committee, compensation committee and nominating and corporate governance committee.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-04-08
• S65 Uniform Investment Adviser Law Examination
  2018-06-05
• S66 Uniform Combined State Law Examination
  2012-10-24