Todd Erik Shagin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2017
  Morgan Stanley
  Ridgewood, NJ
• 01/2015 → 01/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2017 → 02/2021
  Oppenheimer & Co. Inc.
  Saddlebrook, NJ
• 02/2021 → Present
  Lpl Financial, Llc
  Pleasant, NJ

Previous Registrations

• 2017-01-23 → 2021-02-26
  Oppenheimer & Co. Inc.
  Saddle Brook, NJ
• 2014-03-31 → 2017-01-30
  Morgan Stanley
  Paramus, NJ

Other Businesses

1)02/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GLADSTONE WEALTH PARTNERS - INVESTMENT RELATED - CHESTER, NJ 07930

Exams

• S66 Uniform Combined State Law Examination
  2014-03-28