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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

8450 Garvey Avenue Suite 200, Rosemead, CA 91770-2600 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thong, Yu, Wong & Lee, Llp Rosemead CA 01/2006 Present
1St Global Advisors Inc Rosemead CA 08/2012 10/2019
1St Global Capital Corp Rosemead CA 08/2012 10/2019
Avantax Advisory Services Rosemead TX 10/2019 09/2025
Avantax Investment Services, Inc Rosemead CA 10/2019 09/2025
Cetera Wealth Services, Llc Rosemead CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2006 → Present
    Thong, Yu, Wong & Lee, Llp
    Rosemead, CA
  • 08/2012 → 10/2019
    1St Global Advisors Inc
    Rosemead, CA
  • 08/2012 → 10/2019
    1St Global Capital Corp
    Rosemead, CA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Rosemead, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc
    Rosemead, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Rosemead, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Rosemead, CA
  • 2012-11-19 → 2019-10-25
    1St Global Advisors Inc
    Rosemead, CA
Other Businesses

1) FULLHOUSE PROPERTIES, LLC POSITION: MANAGER NATURE: REAL ESTATE INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2016 ADDRESS: Long Beach CA DESCRIPTION: Duties as co-managing member (hiring property managers, property acquisition) 2) GARVEY COMMERCIAL CENTER LLC POSITION: PARTIAL OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: , Rosemead CA 91770 DESCRIPTION: MANAGER (COLLECT THE RENT, PAY THE BILLS, ETC.) 3) FULL HOUSE CAPITAL, LLC POSITION: MANAGING MEMBER NATURE: REAL ESTATE INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2009 ADDRESS: Rosemead CA DESCRIPTION: DUTIES AS MANAGING MEMEBER (PROPERTY ACQUISITION, HIRING PROPERTY MANAGERS, ETC) 4) STRATEGIC CAPITAL INVESTMENTS, INC POSITION: OWNER NATURE: HOLDING COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: Rosemead CA , United States DESCRIPTION: Personal investments 5) FULLHOUSE EQUITY, LLC POSITION: Managing Member NATURE: Real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 Address: DESCRIPTION: Approve with other co-owners the property manager and major decisions 6) FULLHOUSE VENTURES LLC POSITION: Partial owner, Member NATURE: Investment holdings in Walton Land Fund I LP and Walton Land Fund III LP. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2012 ADDRESS: , Rosemead CA 91770 ; DESCRIPTION: Review suggestions for investments with and from my other two members. 7) TYWL WEALTH ADVISORS, LLC POSITION: Manager/Member NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2017 ADDRESS: 8450 Garvey Avenue, Suite 200, Rosemead CA 91770, United States DESCRIPTION: operations of this wealth management entity 8) KIMBERLY H SABOL, CPA, MBT, APC POSITION: President, Owner NATURE: Business Service Organization INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2006 ADDRESS: 8450 Garvey Ave., Ste. 200, Rosemead CA 91770;DESCRIPTION: Provide tax,accounting and administrative services 9) MOONBEAM INVESTMENTS, L.P. POSITION: Limited Partner NATURE: This LP is a holding company for various ownership of my family owned investments, including partial ownership interests in real estate LLCs (residential and commercial rentals) and investment accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2019 ADDRESS: 8450 Garvey Ave Ste 200, Rosemead CA 91770, US DESCRIPTION: Make pro-rata capital contribution, write checks, trading authority over investment accounts and brokerage accounts (to be housed at Avantax). 10) TYWL CPAS POSITION: Referring Advisor NATURE: CPA office providing tax, accounting, and consulting services to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2016 ADDRESS: 8450 Garvey Avenue, Suite 200, Rosemead CA 917702600;DESCRIPTION: CPAs from TYWL CPAs refer clients to TYWL Wealth Advisors LLC to assist clients with their wealth management needs. 11)FULLHOUSE COVINA LLC POSITION: MANAGER NATURE: REAL ESTATE INVESTMENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2022 ADDRESS: 656 S 2nd Ave, Covina CA 91723, US DESCRIPTION: Duties as manager (hiring property managers, property improvements and acquisition). 12) FULLHOUSE PARTNERS LLC POSITION: MANAGER NATURE: REAL ESTATE INVESTMENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2024 ADDRESS: 105 S Granada Ave, Alhambra CA 91801 DESCRIPTION: Duties as manager (hiring property managers, property improvements and acquisition).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-17
  • S66 Uniform Combined State Law Examination
    2012-11-17
Other Names
  • Kimberly Dinh Huang

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