David Galic

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 10/2019
  Morgan Stanley Smith Barney
  Houston, TX
• 01/2015 → 10/2019
  Morgan Stanley Private Bank, National Association
  Houston, TX
• 10/2019 → Present
  Jpmorgan Chase Bank Na
  Houston, TX
• 10/2019 → Present
  Jpmorgan Securities Llc
  Houston, TX
• 05/2023 → Present
  Advanced Bacterial Solutions
  Loughton

Previous Registrations

• 2012-10-05 → 2019-10-30
  Morgan Stanley
  Houston, TX

Other Businesses

Entity Name: Advanced Bacterial solutions Investment related: No "Address: www.abs.eco, 3rd Floor, Crown House, 151 High Road, Loughton, Essex IG10 4LG" Nature of the other business: Science Led Company Position/Title/Relationship: Owner/Partner Start Date: 05/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: ABS. Advanced Bacterial Solutions. www.abs.eco Based in UK this is a private company the has science led microbial solutions for a number of applications for the water and agriculture sector. No responsibilities. Passive investor. less than 1% ownership. There will be zero time spent on this on my behalf. " Independent Contractor; HOUSTON, TX; Coach; Not Investment related; Owner; 05/2017; During business hours: 0; After business hours: 3

Exams

• S66 Uniform Combined State Law Examination
  2012-10-04

Other Names

• David Galic
• David Thomas Galic