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Adam Broughton

J.P. Morgan Securities LLC

Ft. Worth, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-04
  • TX RA
    APPROVED
    Since 2023-04-04

Branch Locations

6543 Lake Worth Blvd, Ft. Worth, TX 76135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Colleyville TX 01/2012 05/2023
Jp Morgan Securities Colleyville TX 02/2014 05/2023
Jpmorgan Chase Bank, N.A. Fort Worth TX 05/2023 Present
J.P. Morgan Securities Llc Fort Worth TX 05/2023 Present
  • 01/2012 → 05/2023
    Jpmorgan Chase Bank
    Colleyville, TX
  • 02/2014 → 05/2023
    Jp Morgan Securities
    Colleyville, TX
  • 05/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Worth, TX
  • 05/2023 → Present
    J.P. Morgan Securities Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-01
S63 Uniform Securities Agent State Law Examination 2014-05-05
  • S66 Uniform Combined State Law Examination
    2022-03-01
  • S63 Uniform Securities Agent State Law Examination
    2014-05-05
Other Names
  • Adam Brinkley Broughton

View on SEC IAPD

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