Sheila Lynn Carlson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 09/2009 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Other Businesses

BUSINESS OR ACTIVITY NAME - SHEILA CARLSON FOR PROFIT OR NOT FOR PROFIT - FOR PROFIT INVESTMENT RELATED - NO ADDRESS OF BUSINESS - GLENDORA CALIFORNIA91740 NATURE OF BUSINESS - OTHER/NOTARY SERVICES YOUR POSITION, TITLE, ASSOCIATION - PART-TIME NOTARY START DATE OF RELATIONSHIP - 3/5/2012 NUMBER OF HOURS DEVOTED PER MONTH - 1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS - 0 YOUR DUTIES - I PERFORM NOTARIES FOR ANY OF THE CLIENTS OR EMPLOYEES IN THE LOS ANGELES BRANCH OFFICE IF I AM AVAILABLE AND IT DOES NOT CONFLICT WITH MY DAILY WORK.

Exams

• S66 Uniform Combined State Law Examination
  1998-11-28

Other Names

• Sheila Lynn Haug
• Sheila L Carlson