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Christopher Blair Ballard

Check Capital Management Inc

Costa Mesa, CA

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Current Employers
Check Capital Management Inc

575 Anton Blvd Ste 500, Costa Mesa, CA 92626-7685 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-08-10
  • CA RA
    APPROVED
    Since 2012-08-10

Branch Locations

575 Anton Blvd Ste 500, Costa Mesa, CA 92626-7685 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Check Capital Management Inc. Costa Mesa CA 08/2012 Present
Previous Registrations
  • 2009-09-21 → 2012-12-06
    Green Thumb Financial
    Carlsbad, CA
  • 2002-05-09 → 2009-05-05
    Charles Schwab & Co., Inc.
    Mission Viejo, CA
    Mission Viejo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-07
  • S66 Uniform Combined State Law Examination
    2000-08-07
Other Names
  • Chris Ballard
  • Chris Ballard

View on SEC IAPD

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Other Investors

IGNACIO ALEXANDRO JIMENEZ
GERALD LAWRENCE LARR
NICOLE ROXANNE JOKO
ROBERT CHARLES SHIER
BRENDAN M MCGILLICK
PETER CHARLES HOLLIDAY
LANCE JOSEPH BLOUNT
RANA MAIDA

Other Offices

CERITY PARTNERS LLC · COSTA MESA, CA
EDELMAN FINANCIAL ENGINES · COSTA MESA, CA
FIFTH THIRD SECURITIES, INC. · COSTA MESA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Costa Mesa, CA
CHECK CAPITAL MANAGEMENT INC · COSTA MESA, CA
OSAIC WEALTH, INC. · COSTA MESA, CA
CETERA INVESTMENT ADVISERS LLC · COSTA MESA, CA
SOVRAN ADVISORS, LLC · Costa Mesa, CA

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