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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-29 |
| TX | RA | APPROVED | 2023-11-29 |
Branch Locations
4350 Congress Street Floor 01, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Chase Bank | Atlanta | GA | 08/2012 | Present |
| J.P Morgan Securities Llc. | Atlanta | GA | 08/2012 | Present |
Entity Name: Children's Attention Home, Inc. Investment related: Yes "Address: 1389 Ebenezer Avenue Rock Hill, SC 29732 www.attentionhome.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/15/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The organization provides services to children in need. I have been asked to serve on the board's finance committee."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-13 |
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