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Julian J Puhringer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-08
  • TX RA
    APPROVED
    Since 2019-05-08

Branch Locations

2100 Ross Ave, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 12/2014 Present
Bank Of America, N.A. Dallas TX 01/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-06
S63 Uniform Securities Agent State Law Examination 2012-10-19
  • S65 Uniform Investment Adviser Law Examination
    2019-05-06
  • S63 Uniform Securities Agent State Law Examination
    2012-10-19
Other Names
  • Julian Josef Puhringer

View on SEC IAPD

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