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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-07 |
| TX | RA | APPROVED_RES | 2024-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Oro Valley | AZ | 05/2016 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oro Valley | AZ | 05/2016 | 11/2021 |
| Pnc Investments | Tucson | AZ | 11/2021 | 07/2024 |
| J.P. Morgan Securities Llc | Tucson | AZ | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Tucson | AZ | 08/2024 | Present |
| Bring The Entertainment Llc | Tucson | AZ | 02/2024 | Present |
| Pnc Financial | Tucson | AZ | 11/2021 | 07/2024 |
Entity Name: Bring the Entertainment LLC Investment related: No Address: Tucson AZ Nature of the other business: DJ Services Position/Title/Relationship: Owner/Partner Start Date: 02/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: DJ services for private events, I just created an sole LLC for the DJ business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-27 |
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