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Pablo Sandoval

J.P. Morgan Securities LLC

Tucson, AZ

Tucson, AZ

CRD 6104809

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-07
TX RA APPROVED_RES 2024-08-06
  • AZ RA
    APPROVED
    Since 2024-08-07
  • TX RA
    APPROVED_RES
    Since 2024-08-06

Branch Locations

3939 N. Oracle Road, Tucson, AZ 85705 • United States

7952 N. Oracle Road, Tucson, AZ 85704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Oro Valley AZ 05/2016 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oro Valley AZ 05/2016 11/2021
Pnc Investments Tucson AZ 11/2021 07/2024
J.P. Morgan Securities Llc Tucson AZ 08/2024 Present
Jpmorgan Chase Bank, N.A. Tucson AZ 08/2024 Present
Bring The Entertainment Llc Tucson AZ 02/2024 Present
Pnc Financial Tucson AZ 11/2021 07/2024
  • 05/2016 → 11/2021
    Bank Of America, N.A.
    Oro Valley, AZ
  • 05/2016 → 11/2021
    Oro Valley, AZ
  • 11/2021 → 07/2024
    Pnc Investments
    Tucson, AZ
  • 08/2024 → Present
    Tucson, AZ
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Tucson, AZ
  • 02/2024 → Present
    Bring The Entertainment Llc
    Tucson, AZ
  • 11/2021 → 07/2024
    Pnc Financial
    Tucson, AZ
Previous Registrations
Other Businesses

Entity Name: Bring the Entertainment LLC Investment related: No Address: Tucson AZ Nature of the other business: DJ Services Position/Title/Relationship: Owner/Partner Start Date: 02/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: DJ services for private events, I just created an sole LLC for the DJ business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-02
S63 Uniform Securities Agent State Law Examination 2012-09-27
  • S66 Uniform Combined State Law Examination
    2016-06-02
  • S63 Uniform Securities Agent State Law Examination
    2012-09-27
Other Names
  • Pablo S Sandoval
  • Pablo Sandoval
  • Pablo Samuel Sandoval

View on SEC IAPD

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