Best Investors Account Sign in

Elliott Charles Gruber

Morgan Stanley

Franklin, TN

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-26
TN RA APPROVED 2023-06-21
CA RA APPROVED 2022-02-07
  • TX RA
    APPROVED_RES
    Since 2023-10-26
  • TN RA
    APPROVED
    Since 2023-06-21
  • CA RA
    APPROVED
    Since 2022-02-07

Branch Locations

2000 Meridian Boulevard Suite 290, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Palatine IL 06/2009 04/2018
Wells Fargo Advisors Llc Palatine IL 08/2012 11/2016
Wells Fargo Clearing Services, Llc Palatine IL 11/2016 02/2022
Morgan Stanley Smith Barney Llc Franklin TN 02/2022 Present
Morgan Stanley Private Bank, N.A New York NY 03/2022 Present
  • 06/2009 → 04/2018
    Wells Fargo Bank, N.A.
    Palatine, IL
  • 08/2012 → 11/2016
    Wells Fargo Advisors Llc
    Palatine, IL
  • 11/2016 → 02/2022
    Wells Fargo Clearing Services, Llc
    Palatine, IL
  • 02/2022 → Present
    Morgan Stanley Smith Barney Llc
    Franklin, TN
  • 03/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-21
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S65 Uniform Investment Adviser Law Examination
    2018-05-21
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26

View on SEC IAPD

Other Firms

SAGESPRING WEALTH PARTNERS
D.A. DAVIDSON & CO.
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
ONEDIGITAL
EDWARD JONES
EFINANCIAL ALLIANCE, LLC
ARKADIOS WEALTH ADVISORS

Other Investors

Jeffrey Thomas Dobyns
BOB CLAY SIRCY
LAURIE L SNIVELY
Dorothi Leigh Brown
Jessica Rose Colston
CASH TUNSTALL
JEFFERY BRADFORD BOWLIN
JACOB CARL POWELL

Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor