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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
1156 Vierling Dr E, Shakopee, MN 55379 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
380 Marschall Rd, Shakopee, MN 55379 • United States
7900 Xerxes Ave S 1St Fl, Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Hopkins | MN | 06/2010 | Present |
| Wells Fargo Advisors Llc | Hopkins | MN | 08/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hopkins | MN | 11/2016 | Present |
INTERNET PUBLISHING ASSOCIATION, LLC; INVESTMENT-RELATED; NO BLOOMINGTON, MN, INTERNET PUBLISHING (EBOOKS AND VIDEO TUTORIALS),OWNER/CEO, START: 9/24/09 10 HOURS PER MONTH/0 DURING TRADING; DUTIES: OVERSEE INDEPENDENT CONTRACTORS TRAINING MATERIAL.; MAGIC BY MANNY, NOT INV RELATED, EDEN PRAIRIE, MN, 100% OWNER, MAGICIAN, START: 12/12/2016, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: ENTERTAINER.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-26 |
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