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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

1156 Vierling Dr E, Shakopee, MN 55379 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

380 Marschall Rd, Shakopee, MN 55379 • United States

7900 Xerxes Ave S 1St Fl, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Hopkins MN 06/2010 Present
Wells Fargo Advisors Llc Hopkins MN 08/2012 11/2016
Wells Fargo Clearing Services, Llc Hopkins MN 11/2016 Present
  • 06/2010 → Present
    Wells Fargo Bank Na
    Hopkins, MN
  • 08/2012 → 11/2016
    Wells Fargo Advisors Llc
    Hopkins, MN
  • 11/2016 → Present
    Hopkins, MN
Other Businesses

INTERNET PUBLISHING ASSOCIATION, LLC; INVESTMENT-RELATED; NO BLOOMINGTON, MN, INTERNET PUBLISHING (EBOOKS AND VIDEO TUTORIALS),OWNER/CEO, START: 9/24/09 10 HOURS PER MONTH/0 DURING TRADING; DUTIES: OVERSEE INDEPENDENT CONTRACTORS TRAINING MATERIAL.; MAGIC BY MANNY, NOT INV RELATED, EDEN PRAIRIE, MN, 100% OWNER, MAGICIAN, START: 12/12/2016, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: ENTERTAINER.;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-20
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2022-04-20
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26
Other Names
  • Emmanuel Betinis

View on SEC IAPD

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