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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
9900 W. 109Th Street Suite 120, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Overland Park | KS | 08/2013 | 11/2024 |
| Prudential Insurance Company Of America | Overland Park | KS | 08/2013 | Present |
| Lpl Enterprise, Llc | Overland Park | KS | 11/2024 | Present |
1) 09/05/2024 - Sandler Financial Solutions - DBA - DBA for LPL Business (entity for LPL business) - Inv Related - At OVERLAND PARK, KS - Start Date 09/05/2024 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-11 |
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