Virgilio Rodriguez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-20

TX RA
APPROVED

Since 2022-07-20

Branch Locations

2395 E. Main St., Eagle Pass, TX 78852 • United States

2410 Dodson St, Del Rio, TX 78840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc.	Eagle Pass	TX	03/2015	06/2021
Compass Bank	Eagle Pass	TX	01/2015	10/2021
Bbva Compass Insurance Agency Inc	Eagle Pass	TX	06/2015	06/2021
Pnc Bank	Eagle Pass	TX	10/2021	02/2022
Lpl Financial	Eagle Pass	TX	02/2022	Present

03/2015 → 06/2021

Bbva Securities Inc.

Eagle Pass, TX
01/2015 → 10/2021

Compass Bank

Eagle Pass, TX
06/2015 → 06/2021

Bbva Compass Insurance Agency Inc

Eagle Pass, TX
10/2021 → 02/2022

Pnc Bank

Eagle Pass, TX
02/2022 → Present

Lpl Financial

Eagle Pass, TX

Other Businesses

1) 2/2022 - DBA for LPL Business (entity for LPL business) - IBC Investment Services - Investment Related - Eagle Pass, TX 78852 2) 2/2016 - Notary - Virgilio Rodriguez - Investment Related - 1% - Eagle Pass, TX 78852

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-19
S63	Uniform Securities Agent State Law Examination	2012-11-02

S66 Uniform Combined State Law Examination

2022-07-19
S63 Uniform Securities Agent State Law Examination

2012-11-02

Other Names

Virgilio Gomez

View on SEC IAPD