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Ha Pham Ellender

J.P. Morgan Securities LLC

Rockwall, TX

Murphy, TX

CRD 6104615

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-28
  • TX RA
    APPROVED
    Since 2017-11-28

Branch Locations

900 W Rusk St, Rockwall, TX 75087 • United States

206 West Fm 544, Murphy, TX 75094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lake Charles LA 10/2012 Present
Jp Morgan Chase Bank, N.A. Rowlett TX 01/2018 Present
Tommy Real Estate Llc Murphy TX 10/2025 Present
Tommy Real Estate Llc Murphy TX 12/2025 Present
  • 10/2012 → Present
    Lake Charles, LA
  • 01/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Rowlett, TX
  • 10/2025 → Present
    Tommy Real Estate Llc
    Murphy, TX
  • 12/2025 → Present
    Tommy Real Estate Llc
    Murphy, TX
Other Businesses

Entity Name: Tommy Real Estate LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I am a landlord. These residential properties are for rent. Garland, TX ,Sachse, TX, and Irving, TX " Entity Name: Tommy Real Estate LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/03/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I rent out my investment properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-22
S63 Uniform Securities Agent State Law Examination 2013-06-13
  • S66 Uniform Combined State Law Examination
    2017-11-22
  • S63 Uniform Securities Agent State Law Examination
    2013-06-13
Other Names
  • Ha Pham
  • Hannah Pham
  • Ha Pham Ellender
  • Ha T Pham

View on SEC IAPD

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