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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-28 |
Branch Locations
900 W Rusk St, Rockwall, TX 75087 • United States
206 West Fm 544, Murphy, TX 75094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Lake Charles | LA | 10/2012 | Present |
| Jp Morgan Chase Bank, N.A. | Rowlett | TX | 01/2018 | Present |
| Tommy Real Estate Llc | Murphy | TX | 10/2025 | Present |
| Tommy Real Estate Llc | Murphy | TX | 12/2025 | Present |
Entity Name: Tommy Real Estate LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I am a landlord. These residential properties are for rent. Garland, TX ,Sachse, TX, and Irving, TX " Entity Name: Tommy Real Estate LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/03/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I rent out my investment properties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-13 |
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