Shonty Aye Spatola

Employer firm

Pacific Oak Financial Planning LLC CRD 226649

$7.69M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Shonty A. Spatola, A Professional Corporation
  Los Angeles, CA
• 03/2015 → Present
  Pacific Oak Wealth Management Llc
  Los Angeles, CA
• 11/2013 → 01/2017
  Capital Tax Group Inc.
  Los Angeles, CA

Previous Registrations

• 2014-07-24 → 2015-06-16
  Avantax Advisory Services
  Los Angeles, CA

Other Businesses

(1) 2012-PRESENT: SPATOLA & COMPANY CPA, INC./NOT INVESTMENT RELATED/LOS ANGELES, CA/ACCOUNTING/OWNER & MANAGING DIRECTOR/MAY INVOLVE UP TO 90% TIME EACH MONTH, INCLUDING DURING MARKET HRS.//(2) 2015-PRESENT: INDEPENDENT REAL ESTATE AGENT/NOT INVESTMENT RELATED/LOS ANGELES, CA/REAL ESTATE SALES AGENT/INVOLVES LESS THAN 10% TIME EACH MONTH, INCLUDING DURING MARKET HOURS.//

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-21
• S63 Uniform Securities Agent State Law Examination
  2013-12-23

Designations

• Certified Financial Planner

Other Names

• Shonty A. Spatola