Joseph Brandon Grimsley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  United Community Bank
  Blairsville, GA
• 09/2013 → 02/2018
  Invest Financial Corp.
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Hiawassee, GA

Previous Registrations

• 2013-09-03 → 2018-02-14
  Invest Financial Corporation
  Blairsville, GA
  Cashiers, NC
  Blairsville, GA
  Appleton, WI
  Sylva, NC
  Waynesville, NC
  Franklin, NC
  Hiawassee, GA
  Appleton, WI

Other Businesses

1. 02/14/2018 - UNITED COMMUNITY ADVISORY SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 04/17/2019 - Towns County Board of Education - Not investment related - 67 Lakeview Circle Suite C Hiawassee, GA 30546 - Non-Profit Board Member - start date:05/06/2019 - 4 hrs/mo - 0 hrs during trading. 3. 12/19/2023 - High Stakes Fishing LLC - Other - Fishing tournament trail - Not Investment Related - Home Based - Start Date 12/11/2023 - 24 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2013-08-30

Designations

• Certified Financial Planner