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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-02
  • NC RA
    APPROVED
    Since 2021-12-02

Branch Locations

101 Advent Court, Cary, NC 27518 • United States

11861 Us Highway 70 W, Clayton, NC 27520 • United States

1381 N Main St, Fuquay Varina, NC 27526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Sanford NC 10/2011 11/2021
Wells Fargo Advisors Llc Sanford NC 08/2012 11/2016
Wells Fargo Clearing Services, Llc Sanford NC 11/2016 11/2021
Pnc Investments Llc Holly Springs NC 11/2021 Present
  • 10/2011 → 11/2021
    Wells Fargo Bank Na
    Sanford, NC
  • 08/2012 → 11/2016
    Wells Fargo Advisors Llc
    Sanford, NC
  • 11/2016 → 11/2021
    Sanford, NC
  • 11/2021 → Present
    Pnc Investments Llc
    Holly Springs, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-16
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S65 Uniform Investment Adviser Law Examination
    2012-10-16
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26

View on SEC IAPD

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