Daniel Keith Fuller

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APP_PEND_IARCE	2026-01-01
CA	RA	APP_PEND_IARCE	2026-01-01
CO	RA	APP_PEND_IARCE	2026-01-01
DC	RA	APP_PEND_IARCE	2026-01-01
FL	RA	APP_PEND_IARCE	2026-01-01
HI	RA	APP_PEND_IARCE	2026-01-01
IL	RA	APP_PEND_IARCE	2026-01-01
KY	RA	APP_PEND_IARCE	2026-01-01
MD	RA	APP_PEND_IARCE	2026-01-01
MI	RA	APP_PEND_IARCE	2026-01-01
MN	RA	APP_PEND_IARCE	2026-01-01
MS	RA	APP_PEND_IARCE	2026-01-01
NE	RA	APP_PEND_IARCE	2026-01-01
NV	RA	APP_PEND_IARCE	2026-01-01
NJ	RA	APP_PEND_IARCE	2026-01-01
ND	RA	APP_PEND_IARCE	2026-01-01
OK	RA	APP_PEND_IARCE	2026-01-01
OR	RA	APP_PEND_IARCE	2026-01-01
RI	RA	APP_PEND_IARCE	2026-01-01
SC	RA	APP_PEND_IARCE	2026-01-01
VT	RA	APP_PEND_IARCE	2026-01-01
WI	RA	APP_PEND_IARCE	2026-01-01
MO	RA	APPROVED	2022-03-03
SD	RA	APPROVED	2022-01-31
WV	RA	APPROVED	2022-01-28
PR	RA	APPROVED	2022-01-27
AZ	RA	APPROVED	2022-01-26
UT	RA	APPROVED	2022-01-26
AK	RA	APPROVED	2022-01-25
NH	RA	APPROVED	2022-01-21
LA	RA	APPROVED	2022-01-20
MT	RA	APPROVED	2022-01-20
DE	RA	APPROVED	2022-01-19
GA	RA	APPROVED	2022-01-19
ME	RA	APPROVED	2022-01-19
NM	RA	APPROVED	2022-01-19
TX	RA	APPROVED_RES	2022-01-19
VA	RA	APPROVED	2022-01-19
AL	RA	APPROVED	2022-01-18
CT	RA	APPROVED	2022-01-18
ID	RA	APPROVED	2022-01-18
IN	RA	APPROVED	2022-01-18
IA	RA	APPROVED	2022-01-18
KS	RA	APPROVED	2022-01-18
NY	RA	APPROVED	2022-01-18
OH	RA	APPROVED	2022-01-18
WA	RA	APPROVED	2022-01-18
NC	RA	APPROVED	2020-01-10
PA	RA	APPROVED	2019-12-10

AR RA
APP_PEND_IARCE

Since 2026-01-01
CA RA
APP_PEND_IARCE

Since 2026-01-01
CO RA
APP_PEND_IARCE

Since 2026-01-01
DC RA
APP_PEND_IARCE

Since 2026-01-01
FL RA
APP_PEND_IARCE

Since 2026-01-01
HI RA
APP_PEND_IARCE

Since 2026-01-01
IL RA
APP_PEND_IARCE

Since 2026-01-01
KY RA
APP_PEND_IARCE

Since 2026-01-01
MD RA
APP_PEND_IARCE

Since 2026-01-01
MI RA
APP_PEND_IARCE

Since 2026-01-01
MN RA
APP_PEND_IARCE

Since 2026-01-01
MS RA
APP_PEND_IARCE

Since 2026-01-01
NE RA
APP_PEND_IARCE

Since 2026-01-01
NV RA
APP_PEND_IARCE

Since 2026-01-01
NJ RA
APP_PEND_IARCE

Since 2026-01-01
ND RA
APP_PEND_IARCE

Since 2026-01-01
OK RA
APP_PEND_IARCE

Since 2026-01-01
OR RA
APP_PEND_IARCE

Since 2026-01-01
RI RA
APP_PEND_IARCE

Since 2026-01-01
SC RA
APP_PEND_IARCE

Since 2026-01-01
VT RA
APP_PEND_IARCE

Since 2026-01-01
WI RA
APP_PEND_IARCE

Since 2026-01-01
MO RA
APPROVED

Since 2022-03-03
SD RA
APPROVED

Since 2022-01-31
WV RA
APPROVED

Since 2022-01-28
PR RA
APPROVED

Since 2022-01-27
AZ RA
APPROVED

Since 2022-01-26
UT RA
APPROVED

Since 2022-01-26
AK RA
APPROVED

Since 2022-01-25
NH RA
APPROVED

Since 2022-01-21
LA RA
APPROVED

Since 2022-01-20
MT RA
APPROVED

Since 2022-01-20
DE RA
APPROVED

Since 2022-01-19
GA RA
APPROVED

Since 2022-01-19
ME RA
APPROVED

Since 2022-01-19
NM RA
APPROVED

Since 2022-01-19
TX RA
APPROVED_RES

Since 2022-01-19
VA RA
APPROVED

Since 2022-01-19
AL RA
APPROVED

Since 2022-01-18
CT RA
APPROVED

Since 2022-01-18
ID RA
APPROVED

Since 2022-01-18
IN RA
APPROVED

Since 2022-01-18
IA RA
APPROVED

Since 2022-01-18
KS RA
APPROVED

Since 2022-01-18
NY RA
APPROVED

Since 2022-01-18
OH RA
APPROVED

Since 2022-01-18
WA RA
APPROVED

Since 2022-01-18
NC RA
APPROVED

Since 2020-01-10
PA RA
APPROVED

Since 2019-12-10

Branch Locations

2005 Linglestown Rd Mailstop: 18B-0129, Harrisburg, PA 17110 • United States

21550 Center Ridge Road Ms: Ohb671, Rocky River, OH 44116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	08/2012	12/2019
Citizens Securities, Inc.	Harisburg	PA	12/2019	02/2022
Citizens Securities, Inc.	Harrisburg	PA	02/2022	Present

08/2012 → 12/2019

Edward Jones

St Louis, MO
12/2019 → 02/2022

Citizens Securities, Inc.

Harisburg, PA
02/2022 → Present

Citizens Securities, Inc.

Harrisburg, PA

Previous Registrations

2012-12-17 → 2019-10-31

Edward Jones

St Louis, MO

Harrisburg, PA

Harrisburg, PA

Harrisburg, PA

Other Businesses

1) Rotary Club - Assistant governor and club member; 10 hrs/month; Start date: 08/2008. 2) Lions Club - President; 8 hrs/month; Start date: 07/2019. 3) Sylvan Chorale - President board; 2 hrs/month; Start date: 07/2018.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-28

S66 Uniform Combined State Law Examination

2012-09-28

Other Names

Daniel Keith Erickson
Daniel Fuller

View on SEC IAPD