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Brent Eric Carlson

Schwab Wealth Advisory, Inc.

Dublin, CA

CRD 6104414

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-15
  • CA RA
    APPROVED
    Since 2025-12-15

Branch Locations

Dublin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Dublin CA 12/2018 Present
Unemployed Phoenix AZ 07/2016 11/2016
Primary Residential Services Tempe AZ 12/2016 03/2017
Fairway Independent Mortgage Corporation Phoenix AZ 03/2017 11/2018
Schwab Wealth Advisory Inc. Dublin CA 12/2025 Present
  • 12/2018 → Present
    Charles Schwab & Co., Inc.
    Dublin, CA
  • 07/2016 → 11/2016
    Unemployed
    Phoenix, AZ
  • 12/2016 → 03/2017
    Primary Residential Services
    Tempe, AZ
  • 03/2017 → 11/2018
    Fairway Independent Mortgage Corporation
    Phoenix, AZ
  • 12/2025 → Present
    Schwab Wealth Advisory Inc.
    Dublin, CA
Other Businesses

1) YouTube | Investment Related:No|Broadcasting/Music/Film|Independent Creator|4/1/2022|Less than 20|0|I review television shows and movies for entertainment purposes. There is nothing financial services related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
S63 Uniform Securities Agent State Law Examination 2012-09-07
  • S66 Uniform Combined State Law Examination
    2019-08-02
  • S63 Uniform Securities Agent State Law Examination
    2012-09-07
Other Names
  • Brent Carlson
  • Brent E Carlson

View on SEC IAPD

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