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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-14
  • NC RA
    APPROVED
    Since 2021-12-14

Branch Locations

401 S Tryon Street, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Clarion PA 08/2012 11/2016
Wells Fargo Clearing Services, Llc Clarion PA 11/2016 01/2020
Wells Fargo Bank Charlotte NC 07/2019 Present
Wells Fargo Clearing Services Charlotte NC 11/2021 Present
  • 08/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Clarion, PA
  • 11/2016 → 01/2020
    Clarion, PA
  • 07/2019 → Present
    Wells Fargo Bank
    Charlotte, NC
  • 11/2021 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVT RELATED, CHARLOTTE, NC, 50% OWNERSHIP, START DATE 2/2/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, CO-OWNER OF RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-29
  • S66 Uniform Combined State Law Examination
    2013-08-29

View on SEC IAPD

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