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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-05-18
TX RA APPROVED 2026-05-18
  • NE RA
    APPROVED
    Since 2026-05-18
  • TX RA
    APPROVED
    Since 2026-05-18

Branch Locations

5812 South 144Th Street , Omaha, NE 68137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Omaha NE 05/2026 Present
Raymond James Financial Services Advisors, Inc. Omaha NE 05/2026 Present
Fidelity Brokerage Services Llc Omaha NE 09/2014 02/2026
Fidelity Personal And Workplace Advisors Boston MA 07/2018 02/2026
Fidelity Investments Boston MA 03/2025 02/2026
  • 05/2026 → Present
    Raymond James Financial Services, Inc.
    Omaha, NE
  • 05/2026 → Present
    Omaha, NE
  • 09/2014 → 02/2026
    Fidelity Brokerage Services Llc
    Omaha, NE
  • 07/2018 → 02/2026
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 02/2026
    Fidelity Investments
    Boston, MA
Previous Registrations
Other Businesses

(1)Name of Business: First Investments & Planning Address: 14040 Fnb Parkway Ste 420, Omaha, NE, 68154-5209, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/18/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor (2)Name of Business: FNBO Address: 14010 Fnb Parkway Ste 420, Omaha, NE, 68154-5209, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 05/18/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor in Wealth Division

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-13
  • S66 Uniform Combined State Law Examination
    2012-09-13
Designations
  • Certified Financial Planner
Other Names
  • Johann Chancy Johnson

View on SEC IAPD

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