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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-05-18 |
| TX | RA | APPROVED | 2026-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Omaha | NE | 05/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Omaha | NE | 05/2026 | Present |
| Fidelity Brokerage Services Llc | Omaha | NE | 09/2014 | 02/2026 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 02/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 02/2026 |
(1)Name of Business: First Investments & Planning Address: 14040 Fnb Parkway Ste 420, Omaha, NE, 68154-5209, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/18/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor (2)Name of Business: FNBO Address: 14010 Fnb Parkway Ste 420, Omaha, NE, 68154-5209, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 05/18/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor in Wealth Division
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-13 |
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