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John Gregory Yuzzolin

Wells Fargo Clearing Services, LLC

Lake Mary, FL

Winter Park, FL

CRD 4196383

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
FL RA APPROVED 2016-01-19
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • FL RA
    APPROVED
    Since 2016-01-19

Branch Locations

1025 Greenwood Blvd Ste 179, Lake Mary, FL 32746 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Orlando FL 05/2013 11/2016
Wells Fargo Bank Na Orlando FL 04/2013 Present
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 Present
  • 05/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Orlando, FL
  • 04/2013 → Present
    Wells Fargo Bank Na
    Orlando, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-14
S63 Uniform Securities Agent State Law Examination 2013-08-26
  • S66 Uniform Combined State Law Examination
    2016-01-14
  • S63 Uniform Securities Agent State Law Examination
    2013-08-26
Other Names
  • Johnny Yuzzolin
  • John Gregory Yuzzolin, Iii
  • John Gregory Yuzzolin Iii
  • John Gregory Yuzzolin

View on SEC IAPD

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