Best Investors Account Sign in

Smrutil Vinubhai Patel

Wells Fargo Clearing Services, LLC

League City, TX

Houston, TX

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-12
  • TX RA
    APPROVED
    Since 2026-05-12

Branch Locations

1681 W Fm 646, League City, TX 77573 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Pearland TX 07/2011 Present
Wells Fargo Advisors Llc Pearland TX 08/2012 11/2016
Wells Fargo Clearing Services, Llc Pearland TX 11/2016 Present
  • 07/2011 → Present
    Wells Fargo Bank Na
    Pearland, TX
  • 08/2012 → 11/2016
    Wells Fargo Advisors Llc
    Pearland, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Pearland, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-11
S63 Uniform Securities Agent State Law Examination 2012-11-28
  • S65 Uniform Investment Adviser Law Examination
    2026-05-11
  • S63 Uniform Securities Agent State Law Examination
    2012-11-28

View on SEC IAPD

More in League City, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor