Kelly Hieu Ha

J.P. Morgan Securities LLC

CRD 6104055

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-10-12

TX RA
APPROVED

Since 2016-10-12

Branch Locations

3445 West Buckingham, Garland, TX 75042 • United States

2325 Gus Thomasson Road 1St Floor, Dallas, TX 75228 • United States

4175 E Renner Rd, Richardson, TX 75082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank	Richardson	TX	11/2009	Present
J.P. Morgan Securities Llc	Garland	TX	10/2012	Present
Jpmorgan Chase Bank, N.A.	Garland	TX	01/2018	Present
Thbg Logistics, Llc	Sachse	TX	09/2024	08/2025

11/2009 → Present

Jpmorgan Chase Bank

Richardson, TX
10/2012 → Present

J.P. Morgan Securities Llc

Garland, TX
01/2018 → Present

Jpmorgan Chase Bank, N.A.

Garland, TX
09/2024 → 08/2025

Thbg Logistics, Llc

Sachse, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-03
S63	Uniform Securities Agent State Law Examination	2012-10-02

S66 Uniform Combined State Law Examination

2016-10-03
S63 Uniform Securities Agent State Law Examination

2012-10-02

Other Names

Minh Ha
Hieu Ha
Kelly H Ha

View on SEC IAPD

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