Patrick Burns

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 02/2025
  Wells Fargo Bank Na
  Austin, TX
• 08/2012 → 11/2016
  Wells Fargo Advisors Llc
  Austin, TX
• 11/2016 → 02/2025
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 02/2025 → Present
  Lpl Financial
  Lake Forest Park, WA

Previous Registrations

• 2012-10-19 → 2025-03-07
  Wells Fargo Clearing Services, Llc
  Austin, TX
  Austin, TX
  Austin, TX
  Bothell, WA
  Redmond, WA
  Seattle, WA
  Seattle, WA
  Kenmore, WA
  Bothell, WA
  Seattle, WA
  Lake Forest Park, WA

Other Businesses

1- 11/2024 / Emerald City Property Managment LLC / Real Estate Rental / Investment Related / 2 hrs mth / Forest Park WA / Start date: 10/05/2016 2- 11/2024 / Burns Investment Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 3- 02/18/2026 - Broad Reach Financial - Investment Related -DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 04/11/2025 - 1 Hour per Month/ During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-18
• S63 Uniform Securities Agent State Law Examination
  2012-09-26