Benjamin James Lawson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 11/2023
  Prudential Financial
  Champaign, IL
• 11/2023 → 12/2024
  Country Insurance Affiliates
  Bloomington, IL
• 11/2023 → 12/2024
  Country Capital Management Company
  Bloomington, IL
• 01/2025 → Present
  Legacy Retirement Strategies, Llc
  Washington, IL
• 04/2026 → Present
  Lpl Enterprise Llc
  Bartonville, IL
• 04/2026 → Present
  National Association Of Registered Social Security Analysts
  Washington, IL

Previous Registrations

• 2022-02-23 → 2023-11-21
  Pruco Securities, Llc.
  Champaign, IL
  Swansea, IL
  Springfield, IL
  Marion, IL
• 2013-04-19 → 2022-01-25
  Pruco Securities, Llc.
  Champaign, IL
  Bloomington, IL

Other Businesses

1. 04/16/2026 - Benjamin Lawson N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Washington IL - Inv Related - OBA Start Date: 03/30/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading" 2. 04/16/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business)- Washington IL - Inv Related - OBA Start Date: 03/30/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading" 3.04/16/2026 - Legacy Coaching Plus - Author-Washington IL - Not Inv Related - OBA Start Date: 11/01/2019- 5 Hour(s)/Month - 0 Hour(s) During Trading" 4. 04/16/2026 - Legacy Retirement Strategies - Non-Variable Insurance- Washington IL - Inv Related - OBA Start Date: 01/02/2025- 150 Hour(s)/Month - 150 Hour(s) During Trading" 5. 04/27/2026 - National Association of Registered Social Security Analysts - Outside/W-2 Employment - NOT INV REL - Washington, IL - Start Date 04/01/2026 - 2hrs/mth | 2hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-01
• S63 Uniform Securities Agent State Law Examination
  2012-10-17