Morgan Pyle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 07/2017
  Wells Fargo Bank, Na
  Houston, TX
• 12/2016 → 07/2017
  Wells Fargo Clearing Services, Llc
  Houston, TX
• 05/2015 → 05/2017
  Arizona State University
  Tempe, AZ
• 08/2017 → 12/2018
  Jp Morgan Chase Bank
  Houston, TX
• 08/2017 → 12/2018
  Jp Morgan Securities Llc
  Houston, TX
• 02/1997 → 12/2018
  Simplex Management
  Arligton, TX
• 01/2019 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 01/2019 → 06/2022
  Bank Of America, N.A.
  Houston, TX
• 06/2022 → Present
  Lpl Financial Llc
  Katy, TX

Previous Registrations

• 2019-03-28 → 2022-07-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Houston, TX
  Tomball, TX
  Houston, TX
  Houston, TX

Other Businesses

1)05/17/2022 - Kingdom Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022 2)05/17/2022 - Notary - State of TX - Inv Rel - Start: 2010 3)01/13/2023 - Katy ISD - Not Investment Related - Katy, TX, assortment of different schools - Outside/W-2 Employment - Substitute teache - Start Date - 01/11/2023 - 32 Hours Per Month/7 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2019-03-25
• S63 Uniform Securities Agent State Law Examination
  2017-03-20

Other Names

• Morgan Pyle
• Morgan L Pyle
• Morgan Lindsay Pyle