Joseph Daniel King

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 06/2018
  Capital Choice Financial Services
  Greensboro, GA
• 08/2012 → 06/2017
  Ccf Investments, Inc.
  Greensboro, GA
• 06/2017 → 06/2018
  Ameritas Investment Corp.
  Lincoln, NE
• 11/2016 → 11/2017
  Cbn
  Virginia Beach, VA
• 10/2017 → Present
  Lighthouse Financial Group Llc
  Hampton, VA
• 06/2018 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL
• 08/2022 → Present
  Eudaimonia Enterprises Inc
  Hampton, VA

Other Businesses

LIGHTHOUSE FINANCIAL GOUP, LLC Is Investment Related, 2101 Executive Dr., Suite 325, Hampton, VA 23666", business provides financial/investment advice and sells securities and their products to the public through AIC, Financial Professional, 2017-10-01, 160 hours per month, 160 hours per month during trading hours, Other Compensation, Securities DBA used in conjunction with investment Sales LIFE AND ANNUITIES INSURANCE POSITION: Producer NATURE: To sell insurance products such as life insurance, fixed indexed annuities, and LTC products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 12/20/2019 ADDRESS: 2021 Cunningham Dr Suite 210, Hampton VA 23669, United States DESCRIPTION: Continued education in compliance with state regulations. Ethics, suitability requirements, and product training. EUDAIMONIA ENTERPRISES INC POSITION: Owner/President NATURE: An S Corp which exists solely so that the owner can participate in certain tax laws, such as employer sponsored plans. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/26/2019 ADDRESS: 2021 Cunningham Dr Suite 210, Hampton VA 23669, United States DESCRIPTION: Bookkeeping, payroll, tax preparation and filing OSBORNE FINANCIAL GROUP POSITION: Bookkeeper NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2021 ADDRESS: 106 Circle Ave, Salisbury MD 21801, United States DESCRIPTION: Running payroll for Osborne Financial Group REFLECTIVE PERSPECTIVE CORP POSITION: Board of Directors NATURE: 501(c)3 START DATE: 2023-06-25 HOURS: 2 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours INVESTMENT RELATED: No ADDRESS: 2204 Rockcliff Reach A, Chesapeake, VA 23320 DESCRIPTION: "Reflective Perspectives Inc. provides relationship support and conflict resolution to families and individuals. Duties are business and administration consulting only. Will vote on budgets, but will not handle assets (will not be treasurer or having signing authority on accounts). One board meeting schedules per month on Saturdays."

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-06
• S63 Uniform Securities Agent State Law Examination
  2012-09-08