Kevin Michael Fox

Current Employers

Employment History

• 02/2011 → 02/2018
  Invest Financial Corporation
  Wyomissing, PA
• 02/2018 → Present
  Lpl Financial
  Fort Mill, SC
• 04/2019 → 05/2022
  Visions Federal Credit Union
  Endicott, NY
• 05/2022 → Present
  Alliance Financial
  Wyomissing, PA

Previous Registrations

• 2011-02-15 → 2018-02-16
  Invest Financial Corporation
  Appleton, WI
  Wyomissing, PA
  Appleton, WI
• 2006-01-03 → 2011-02-15
  Capital Financial Services, Inc.
  Minot, ND
  Wyomissing, PA
  Minot, ND
  Minot, ND
• 2003-08-20 → 2005-12-20
  Ameriprise Financial Services, Llc
  Lancaster, PA

Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 02/14/2018 - Alliance Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 6/10/2020 - Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/04/2020 - 160 Hours Per Month/7 Hours During Securities Trading. 4. 06/09/2022 - Fox Financial Inc. - DBA: Alliance Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA -IAR - Start Date - 05/18/2022 - 175 Hours Per Month/ 175 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Alliance Financial, an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/09/2022 - Fox Financial Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 05/18/2022 - 175 Hours Per Month/ 175 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Fox Financial Inc., an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-01

Designations