Alan Jay Mendlowitz

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 01/2017
  The Prudential Insurance Company Of America
  Paramus, NJ
• 02/2014 → 01/2017
  Pruco Securities, Llc
  Paramus, NJ
• 01/2017 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2015-02-13 → 2017-01-09
  Pruco Securities, Llc.
  Paramus, NJ

Other Businesses

PROPERTY AND CASUALTY INSURANCE AND FIXED ANNUITIES POSITION: Agent NATURE: Property and Casualty Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2017 ADDRESS: 5 Wayne Rd, SPRING VALLEY NY 10977 DESCRIPTION: Solicit sales/quote requests from individuals. WISE MEN INSURANCE SERVICES, INC. POSITION: President NATURE: Property and Casualty Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 05/22/2017 ADDRESS: 5 Wayne Road, Spring Valley NY 10977, United States DESCRIPTION: Find prospects/clients to help grow the business and then hand off to partner. MADISON BROKERAGE POSITION: broker NATURE: insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2017 ADDRESS: 65 Madison Ave, Morristown NJ 07960, United States DESCRIPTION: solicit/quote/write/deliver insurance policies. MAGELLAN FINANCIAL POSITION: n/a NATURE: When I want their access and back office to help me with a life or annuity case. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 1315 SW Arrowhead Rd., Topeka KS 66604, United States DESCRIPTION: When I want their access and back office to help me with a life or annuity case. AMASS WEALTH LLC POSITION: President DATE: 03/29/2022 ADDRESS: 5 Wayne Rd., Spring Valley, NY 10977 DESCRIPTION: Not Investment Related,,Fixed Insurance, hours per month,10 hours per month during trading hours,Commission Compensation,"Entity set up to have my fixed - Life, DI, LTC, and Annuity Commissions be paid to. INSURANCE NETWORK AMERICA - SIMPLICITY Is Not Investment Related, When I want their access and back office to help me with a life or annuity case, N/A,2022-02-01,1 hours per month,1 hours per month during trading hours, Commission Compensation, When I want their access and back office to help me with a life or annuity case ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2016-12-30,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-20
• S63 Uniform Securities Agent State Law Examination
  2012-11-05

Other Names

• Alan Jay Mendlowitz
• Alan Mendlowitz
• Alan J Mendlowitz