John Ross Kline

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Kline's Inc
  Frankfort, KY
• 02/2019 → 05/2023
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 05/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2019-05-14 → 2023-05-16
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Frankfort, KY
  Louisville, KY
  Palm Beach Gardens, FL

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2023, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) ADVANCED FINANCIAL SOLUTIONS GROUP, 1894 N Main St, Monticello KY 42633, 09/2014, President, Tax Services, NIR, 4 HR/MO, 4 HR/MO TRADING. 3) AZURE ADVISORY, 4 HUDSON HOLLOW RD FRANKFORT VA 40601, 01/2018, PRESIDENT, FINANCIAL COACHING, NIR, 8 HR/MO 8 HR/MO TRADING 4) THE ROSSELOT FINANCIAL GROUP, 7476 JAGER CT CINCINNATI OH 45230, 05/2023, W2 EMPLOYEE, INSURANCE, INV REL, 120 HR/MO 100 HR/MO TRADING 5) THE ROSSELOT FINANCIAL GROUP, 7476 JAGER CT CINCINNATI OH 45230, 05/2023, W2 EMPLOYEE, WEALTH MANAGEMENT/FINANCIAL PLANNING, INV REL, 120 HR/MO 100 HR/MO 6) KLINE CONSTRUCTION, LLC, 170 Spruce Dr, Cynthiana, KY 41031, 08/2026, Owner, Construction/Labor, NIR, 8 HR/MO - 8 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2019-04-26

Other Names

• Ross Kline