Garrett Wade Smith

Current Employers

Employment History

• 02/2016 → 01/2018
  Parkland Securities Company
  Ann Arbor, MI
• 01/2018 → Present
  Lincoln Investment
  Fort Washington, PA
• 03/2018 → Present
  Shepherd Financial Investment Advisory Llc
  Carmel, IN

Other Businesses

BUILDING BETTER TOMORROWS PAC POSITION: Treasurer, Board Member NATURE: PAC (Political Action Committee), Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 4100 Charlestown Road, New Albany IN 47150, United States DESCRIPTION: As treasurer, I will be responsible for all finances of the PAC. YOUTH LINK SOUTHERN INDIANA POSITION: Treasurer & Board Member NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 1740 Williamsburg Drive, Suite G, Jeffersonville IN 47130, United States DESCRIPTION: I chair the finance committee and am a member of the executive committee. I do have check writing authority, however, ALL checks require two signatures (Doesnt matter if its for ten cents). We have someone other than myself who reconciles all our accounts. We have a full-time CFO. We have an annual audit done by an outside CPA firm SHEPHERD FINANCIAL INVESTMENT ADVISORY, LLC POSITION: IAR NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/03/2018 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032 DESCRIPTION: Act as IAR to individual wealth management clients. SHEPHERD FINANCIAL, LLC POSITION: Senior Wealth Advisor NATURE: Retirement Plan Consulting & Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 09/03/2018 ADDRESS: 5150 Charlestown Road, Suite 2, New Albany IN 47150 DESCRIPTION: Responsible for client service to individual wealth management clients BUILDING DEVELOPMENT ASSOCIATION SOUTHERN INDIANA POSITION: Treasurer NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/09/2020 ADDRESS: 4100 Charlestown Road, New Albany IN 47150 DESCRIPTION: I am responsible for finances of the association. SHEPHERD FINANCIAL, LLC - Insurance POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/03/2018 ADDRESS: 5150 Charlestown Road, Suite 2, New Albany IN 47150 DESCRIPTION: Sales and service of insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-25
• S63 Uniform Securities Agent State Law Examination
  2014-01-13