Alicia Albarran

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-01
WI	RA	APPROVED	2021-05-03

TX RA
APPROVED_RES

Since 2024-12-01
WI RA
APPROVED

Since 2021-05-03

Branch Locations

151 E St Paul Avenue Waukesha, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waukesha State Bank	Waukesha	WI	08/2014	09/2017
Waukesha Investments	Waukesha	WI	09/2017	Present
Cetera Investment Services Llc	St. Cloud	MN	10/2017	Present
Cetera Investment Advisers Llc	Waukesha	WI	05/2021	Present

08/2014 → 09/2017

Waukesha State Bank

Waukesha, WI
09/2017 → Present

Waukesha Investments

Waukesha, WI
10/2017 → Present

Cetera Investment Services Llc

St. Cloud, MN
05/2021 → Present

Cetera Investment Advisers Llc

Waukesha, WI

Other Businesses

1. SALE OF FIXED INSURANCE PRODUCTS THROUGH WAUKESHA STATE BANK'S INSURANCE AGENCY 2. REFERRALS TO PRAIRIE TRUST/WAUKESHA STATE BANK WEALTH MANAGEMENT, LESS THAN 1/HR/WK;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-01
S63	Uniform Securities Agent State Law Examination	2018-03-26

S66 Uniform Combined State Law Examination

2021-05-01
S63 Uniform Securities Agent State Law Examination

2018-03-26

Other Names

Alicia Marquez

View on SEC IAPD