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Jonathan Allen Jochum

First Trust Advisors LP

Wheaton, IL

Austin, TX

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-18
IL RA APPROVED 2018-10-24
  • TX RA
    APPROVED
    Since 2023-12-18
  • IL RA
    APPROVED
    Since 2018-10-24

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage Advisory Services, Ltd Co Austin TX 09/2015 10/2018
First Trust Portfolios L.P. Wheaton IL 10/2018 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-22
S65 Uniform Investment Adviser Law Examination 2016-02-16
  • S63 Uniform Securities Agent State Law Examination
    2018-12-22
  • S65 Uniform Investment Adviser Law Examination
    2016-02-16
Other Names
  • John Allen Jochum
  • Jonathan Allen Jochum
  • Jonathan A Jochum

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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