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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-13
  • OH RA
    APPROVED
    Since 2026-02-13

Branch Locations

4221 Hamilton-Middletown Rd, Hamilton, OH 45011 • United States

1 Lynn St, Oxford, OH 45056 • United States

5 N Main St, Monroe, OH 45050 • United States

4401 Roosevelt Blvd, Middletown, OH 45044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cincinnati OH 09/2015 07/2018
Unemployed Hamilton OH 07/2018 10/2018
The Prudential Insurance Company Of America Cincinnati OH 10/2018 06/2019
Pruco Securities Llc Cincinnati OH 10/2018 06/2019
Pasco County Schools Land O' Lakes FL 08/2019 12/2019
Unemployed Cincinnati OH 06/2019 08/2019
Fifth Third Bank Cincinnati OH 01/2019 11/2023
Fifth Third Securities Cincinnati OH 01/2019 11/2023
U.S. Bancorp Investments, Inc. Hamilton OH 11/2023 02/2026
U.S. Bancorp Advisors, Llc Hamilton OH 02/2026 Present
  • 09/2015 → 07/2018
    Ameriprise Financial Services, Inc.
    Cincinnati, OH
  • 07/2018 → 10/2018
    Unemployed
    Hamilton, OH
  • 10/2018 → 06/2019
    The Prudential Insurance Company Of America
    Cincinnati, OH
  • 10/2018 → 06/2019
    Cincinnati, OH
  • 08/2019 → 12/2019
    Pasco County Schools
    Land O' Lakes, FL
  • 06/2019 → 08/2019
    Unemployed
    Cincinnati, OH
  • 01/2019 → 11/2023
    Fifth Third Bank
    Cincinnati, OH
  • 01/2019 → 11/2023
    Fifth Third Securities
    Cincinnati, OH
  • 11/2023 → 02/2026
    Hamilton, OH
  • 02/2026 → Present
    Hamilton, OH
Previous Registrations
Other Businesses

1) Fairfield TWP Zoning Board Commission; non investment related; Fairfield TWP, OH; Zoning Board; Board Member; Member; 03/15/2024; 2 HRS/MO; 0 HRS/TRADING; Attend meetings where outside builders and businesses are applying for zoning codes and approving said applications. 2) OH High School Basketball Officiating; Not investment-related; Hamilton, OH; Basketball officiating; Referee; 11/1/2025; 30-36 HRS/MO; 0 HRS/TRADING; Officiate high school basketball games.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-30
  • S66 Uniform Combined State Law Examination
    2012-10-30
Other Names
  • Jason Scott Austerman
  • Jason Austerman

View on SEC IAPD

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