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Andover, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-11-14 |
Branch Locations
Andover, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Golden Valley | MN | 08/2012 | 01/2020 |
| One Seven | Phoenix | AZ | 01/2020 | 08/2020 |
| Raymond James Financial Services, Inc. | Phoenix | AZ | 08/2020 | 04/2022 |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 08/2020 | 04/2022 |
| Desert Financial Wealth Management | Phoenix | AZ | 08/2020 | 04/2022 |
| Desert Financial Credit Union | Phoenix | AZ | 08/2020 | 04/2022 |
| Tc Ticket Experience, Inc | St. Louis Park | MN | 08/2020 | Present |
| Continuum Wealth Management Llc | Vadnais Heights | MN | 10/2022 | Present |
1) TC Ticket Experience, Inc. Address: 2937 Ottawa Ave S, St. Louis Park, MN Nature of the Business: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/25/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Vision, delegation, strategy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-27 |
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