Ethan J Triche

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-05-15

LA RA
APPROVED

Since 2025-05-15

Branch Locations

2785 Hwy 20 West, Vacherie, LA 70090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sorrento Pacific Financial, Llc	San Diego	CA	07/2012	05/2025
First American Bank	Vacherie	LA	07/2012	Present
Lpl Financial Llc	Vacherie	LA	05/2025	Present

07/2012 → 05/2025

Sorrento Pacific Financial, Llc

San Diego, CA
07/2012 → Present

First American Bank

Vacherie, LA
05/2025 → Present

Lpl Financial Llc

Vacherie, LA

Previous Registrations

2019-04-24 → 2025-05-15

Sorrento Pacific Financial, Llc

Vacherie, LA

Other Businesses

1- 07/16/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First American Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 150 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-04-23

S65 Uniform Investment Adviser Law Examination

2019-04-23

View on SEC IAPD