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Bryan Flores

J.P. Morgan Securities LLC

League City, TX

CRD 6102742

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-05
  • TX RA
    APPROVED
    Since 2018-01-05

Branch Locations

120 S Fm 270 Rd, League City, TX 77573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Houston TX 06/2011 09/2016
J.P. Morgan Securities Llc Houston TX 10/2012 09/2016
Regions Bank Houston TX 09/2016 12/2017
Cetera Investment Services Llc Houston TX 09/2016 12/2017
Cetera Investment Advisers Llc Houston TX 01/2017 12/2017
Jpmorgan Chase Bank, N.A. League City TX 12/2017 Present
J.P. Morgan Securities Llc League City TX 12/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-06
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2017-01-06
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26
Other Names
  • Bryan Oziel Flores

View on SEC IAPD

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