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Race Alan Walker

LPl Financial LLC

Seminole, FL

CRD 6102650

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

9303 Seminole Blvd Suite A, Seminole, FL 33772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Seminole FL 04/2015 07/2025
Vernick Financial Planning Seminole FL 04/2015 07/2025
Lpl Financial Llc Seminole FL 07/2025 Present
  • 04/2015 → 07/2025
    Cadaret, Grant & Co., Inc.
    Seminole, FL
  • 04/2015 → 07/2025
    Vernick Financial Planning
    Seminole, FL
  • 07/2025 → Present
    Lpl Financial Llc
    Seminole, FL
Previous Registrations
  • 2016-03-28 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Seminole, FL
    Syracuse, NY
  • 2014-07-16 → 2015-03-20
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Tampa, FL
    Wesley Chapel, FL
    Tampa, FL
    Tampa, FL
    Seminole, FL
  • 2013-10-01 → 2014-07-07
    Morgan Stanley
    South Jordan, UT
    Tampa, FL
Other Businesses

1. 07/10/2025- Real Estate Rental- INV Related- Home Based- Start date 08/15/2024- 1 Hour Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-27
  • S66 Uniform Combined State Law Examination
    2013-09-27

View on SEC IAPD

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