Colette F Knobeloch

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 11/2016
  Wells Fargo Advisors, Llc
  St. Louis, MO
• 11/2016 → 10/2017
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 10/2017 → 02/2021
  First Allied Securities, Inc.
  San Diego, CA
• 10/2017 → 11/2020
  First Allied Advisory Services, Inc
  San Diego, CA
• 11/2020 → 02/2021
  First Allied Advisory Services
  Schaumburg, IL
• 02/2021 → 09/2023
  Sagepoint Financial, Inc.
  O'FAllon, IL
• 09/2023 → 11/2025
  Osaic Wealth, Inc.
  O'FAllon, IL
• 11/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2023-09-01 → 2025-12-04
  Osaic Wealth, Inc.
  O'FAllon, IL
  Swansea, IL
• 2021-02-12 → 2023-09-01
  Osaic Services, Inc.
  O'FAllon, IL
• 2021-01-04 → 2021-02-17
  Cetera Investment Advisers Llc
  Fairview Hghts, IL
• 2020-11-12 → 2020-12-31
  Cetera Investment Advisers Llc
  Fairview Heights, IL
• 2017-10-27 → 2020-11-12
  First Allied Advisory Services, Inc.
  Fairview Heights, IL
• 2012-08-13 → 2017-10-30
  Wells Fargo Clearing Services, Llc
  O Fallon, IL

Other Businesses

1. COLETTE KNOBELOCH, 503 O'Hara Dr, Suite 2, Troy IL 62294, United States, 11/26/2025, Owner, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2012-10-11

Designations

• Certified Financial Planner

Other Names

• Colette F Rakers