Jon Stuart Read

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2020
  Tiaa
  Lincoln, NE
• 09/2014 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Lincoln, NE
• 11/2020 → Present
  Cwm, Llc
  Omaha, NE
• 11/2020 → 05/2025
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2020 → 11/2020
  Tn Weber Nieland Llc
  Cedar Rapids, IA
• 06/2023 → 05/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2020 → Present
  Carson Wealth
  Cedar Rapids, IA

Previous Registrations

• 2023-06-29 → 2025-05-08
  Cetera Investment Advisers Llc
  Davenport, IA
  Cedar Rapids, IA
  Washington, IA
• 2020-11-04 → 2023-06-29
  Cetera Wealth Services, Llc
  Cedar Rapids, IA
  Davenport, IA
  Washington, IA
• 2014-10-09 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Omaha, NE
  Coralville, IA
  Lincoln, NE
• 2012-11-16 → 2014-09-22
  Waddell & Reed
  Savage, MN

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2020; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; NAME OF OTHER BUSINESS: WASHINGTON COUNTY RIVERBOAT FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 120 E. MAIN ST, STE 5, WASHINGTON, IL 52353, NATURE OF BUSINESS: NON-PROFIT, START DATE:11/2023, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP DECIDE WHICH PROPOSALS GET ACCEPTED FOR GRANTS; NAME OF OTHER BUSINESS: WEST LAKE VIEW HOA; INVESTMENT RELATED: NO; ADDRESS: 2469 218TH BLVD WASHINGTON, IA 52353; NATURE OF BUSINESS: HOMEOWERS ASSOCIATION; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TAKING NOTES AND DISTRIBUTING COMMUNICATIONS;

Exams

• S66 Uniform Combined State Law Examination
  2012-11-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant