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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Irvine | CA | 06/2000 | 11/2024 |
| Prudential Insurance Company Of America | Irvine | CA | 06/2000 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
1) 01/09/2026-Win and Max, LLC (Staybridge Suites)-Assistant General Manager-Outside/W-2 Employment-Not Inv Related-At Lake Forest, CA-Start date 01/20/2026-40hrs/mth-20hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 2000-08-09 |
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