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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED | 2025-04-17 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Springfield | Shiloh | IL | 06/2016 | 09/2018 |
| Lpl Financial Llc | Shiloh | IL | 06/2016 | 09/2018 |
| Fisher Investments | Tampa | FL | 10/2018 | 10/2021 |
| Trajan Wealth, L.L.C. | Scottsdale | AZ | 01/2023 | 01/2025 |
| Fisher Investments | Tampa | FL | 10/2021 | 01/2023 |
| Fisher Investments | Tampa | FL | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-05 |
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