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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-26 |
| IL | RA | APPROVED | 2026-03-26 |
| TX | RA | APPROVED | 2026-03-26 |
| VT | RA | APPROVED | 2026-03-26 |
Branch Locations
Saint Charles, IL • United States
55 East Loop Road Suite 101, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Palatine | IL | 06/2011 | 04/2022 |
| J.P. Morgan Securities Llc | Palatine | IL | 10/2012 | 04/2022 |
| Fidelity Investments | Schaumburg | IL | 04/2022 | 11/2024 |
| Fidelity Personal And Workplace Advisors | Schaumburg | IL | 10/2022 | 11/2024 |
| Fidelity Brokerage Services Llc | Schaumburg | IL | 04/2022 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Elmhurst | IL | 11/2024 | 03/2026 |
| J.P. Morgan Securities Llc | Elmhurst | IL | 11/2024 | 02/2026 |
| Tiaa | Wheaton | IL | 03/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Wheaton | IL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-25 |
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