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Ray J Gonzalez

Citizens Securities, Inc.

Albany, NY

Vails Gate, NY

Poughkeepsie, NY

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-04
NY RA APPROVED 2026-05-28
  • NJ RA
    APPROVED
    Since 2026-06-04
  • NY RA
    APPROVED
    Since 2026-05-28

Branch Locations

20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States

406 Route 32 Ms: Nya047, Vails Gate, NY 12584 • United States

32 Vassar Road Ms: Nya045, Poughkeepsie, NY 12603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizen Securities, Inc. Poughkeepsie NY 05/2026 Present
Nylife Securities Llc New York NY 01/2020 05/2026
New York Life Insurance Company New York NY 12/2019 05/2026
Hsbc Bank Usa Yonkers NY 02/2014 11/2019
Hsbc Securities (Usa) Inc Yonkers NY 02/2014 11/2019
Kingsguard Capital Llc New York NY 01/2023 05/2026
Eagle Strategies Llc New York NY 07/2023 05/2026
  • 05/2026 → Present
    Citizen Securities, Inc.
    Poughkeepsie, NY
  • 01/2020 → 05/2026
    Nylife Securities Llc
    New York, NY
  • 12/2019 → 05/2026
    New York Life Insurance Company
    New York, NY
  • 02/2014 → 11/2019
    Hsbc Bank Usa
    Yonkers, NY
  • 02/2014 → 11/2019
    Hsbc Securities (Usa) Inc
    Yonkers, NY
  • 01/2023 → 05/2026
    Kingsguard Capital Llc
    New York, NY
  • 07/2023 → 05/2026
    Eagle Strategies Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-20
S63 Uniform Securities Agent State Law Examination 2013-05-08
  • S65 Uniform Investment Adviser Law Examination
    2023-07-20
  • S63 Uniform Securities Agent State Law Examination
    2013-05-08
Other Names
  • Ray J Gonzalez
  • Ray Gonzalez
  • Ray Jose Gonzalez

View on SEC IAPD

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