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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-04 |
| FL | RA | APPROVED | 2022-01-24 |
| NY | RA | APPROVED | 2022-01-19 |
| TX | RA | APPROVED | 2016-05-11 |
Branch Locations
Delray Beach, FL • United States
Monmouth Beach, NJ • United States
1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 05/2016 | Present |
MARLBORO TOWNSHIP; RECREATION COMMISSIONER; MARLBORO, NJ; VOLUNTEER IN MY COMMUNITY TO HELP OVERSEE THE RECREATION ACTIVITIES IN TOWN; .5 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 10/2011
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-19 |
| S66 | Uniform Combined State Law Examination | 1998-11-23 |
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