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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-17 |
Branch Locations
5901-B University Dr Nw, Huntsville, AL 35806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Huntsville | AL | 06/2016 | 07/2018 |
| Nylife Securities, Llc | Huntsville | AL | 06/2016 | 07/2018 |
| Wells Fargo Bank, Na | Madison | AL | 07/2018 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Madison | AL | 08/2018 | 07/2026 |
| Fifth Third Bank | Huntsville | AL | 07/2026 | Present |
| Fifth Third Securities | Huntsville | AL | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-18 |
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