Lonnie Gene Simpson

Current Employers

Employment History

• 07/2008 → Present
  Sunshine Real Estate Investments Llc
  Auburn, AL
• 09/2015 → 09/2019
  Summit Brokerage Services
  Auburn, AL
• 09/2019 → 10/2019
  Cetera Advisor Networks Llc
  Auburn, AL
• 09/2015 → 10/2019
  Cetera Investment Advisers Llc
  Auburn, AL
• 10/2019 → 06/2024
  Securities America, Inc.
  Auburn, AL
• 10/2019 → 11/2024
  Arbor Point Advisors
  Auburn, AL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Auburn, AL
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2019-10-02 → 2024-11-08
  Arbor Point Advisors
  Auburn, AL
• 2015-09-29 → 2019-11-22
  Cetera Investment Advisers Llc
  Auburn, AL
• 2012-08-01 → 2015-11-13
  J P Turner & Company Capital Management, Llc
  Auburn, AL
• 2011-05-09 → 2012-08-02
  Brokersxpress Llc
  Auburn, AL
  Boca Raton, FL
  Auburn, AL
• 2009-01-02 → 2011-05-11
  Raymond James Financial Services Advisors, Inc
  Auburn, AL
• 2007-07-18 → 2009-01-02
  Raymond James Financial Services, Inc.
  Auburn, AL
• 2002-04-05 → 2007-07-17
  Cetera Investment Services Llc
  Troy, AL
  Troy, AL

Other Businesses

1. 2020 WEALTH MANAGEMENT GROUP, LLC POSITION: Sole Owner NATURE: Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/1999 ADDRESS: 1859 Ogletree Road, Auburn, AL 36830 DESCRIPTION: I have a life and Health insurance license. I am registered in the states of Alabama and Georgia. I sometimes sell term or whole life insurance policies. 3. 4-INVEST LLC POSITION: Owner NATURE: Own and operates a building that is occupied by 2020 Wealth Management Group, LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/20/2015 ADDRESS: 1859 OGLETREE ROAD, AUBURN AL 36830 DESCRIPTION: 100 percent Owner 4. JASON DUFNER CHARITABLE FOUNDATION POSITION: board member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2017 ADDRESS: 1859 OGLETREE ROAD, AUBURN AL 36830 DESCRIPTION: I attend an annual board meeting. I allow the foundation to be operated out of my building that 4-invest LLC owns. 5. EQIS HOLDINGS INC POSITION: Owner NATURE: Passive Investment INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2016 ADDRESS: 1859 OGLETREE ROAD, AUBURN AL 36830 DESCRIPTION: Passive investment in a privately held company 6. LOLA, LLC POSITION: member NATURE: Business Development INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2021 ADDRESS: 2780 Hamilton Road, Auburn AL 36830 DESCRIPTION: They are looking to set up an LLC that brings each separate deal in as a series under the LLC "umbrella". They would be working with a commercial developer that works with Dollar General and Tractor Supply locations and has approximately 56 locations planned to build. The developer finances 90% of each project via commercial lenders and the LLC is providing 10%. All deals have long-term leases set prior to the build out and from start to finish each project runs a few months to six months. The LLC funds 10% of each project they are involved with and receives a 15% payout when the buildout finishes and the property "sells" as well as 4% interest during the period it is carried. 7. TRIPLE S TREE FARM LLC POSITION: managing partner NATURE: This OBA is solely created to own hunting and farming land. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 3675 County Road 45, Tuskegee AL 36083, United States DESCRIPTION: We purchased this land from another cousin because it is contiguous to some hunting and farming land that we already own. We wanted to keep it in the family. The only activities I will have will be recreational use on the weekends or holidays away from office hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-03

Other Names

• Lonnie Gene Simpson