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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-17
VA RA APPROVED 2022-09-13
NV RA APPROVED 2018-02-26
  • TX RA
    APPROVED
    Since 2025-10-17
  • VA RA
    APPROVED
    Since 2022-09-13
  • NV RA
    APPROVED
    Since 2018-02-26

Branch Locations

1489 W. Warm Spring Rd., Suite 110, Henderson, NV 89014 • United States

Victoria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Choice Financial Services Greensboro GA 12/2010 Present
Ccf Investments, Inc. Greensboro GA 02/2013 06/2017
Ameritas Investment Corp. Lincoln NE 06/2017 02/2018
Prosperity Financial Associates Henderson NV 12/2010 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2018 Present
  • 12/2010 → Present
    Capital Choice Financial Services
    Greensboro, GA
  • 02/2013 → 06/2017
    Ccf Investments, Inc.
    Greensboro, GA
  • 06/2017 → 02/2018
    Ameritas Investment Corp.
    Lincoln, NE
  • 12/2010 → Present
    Prosperity Financial Associates
    Henderson, NV
  • 02/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2018 → Present
    Fairfield, IA
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. Prosperity Financial Associates 1489 W Warm Springs Rd Ste 110 Henderson NV 89014. DBA- President. 6/23/2016. Investment related, 60hrs/weekly, 100hrs/during trading. 3.INDEPENDENT INSURANCE AGENT, 1489 W WARM SPRINGS RD STE 110, HENDERSON, NV, 7/2012 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 10/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-16
S63 Uniform Securities Agent State Law Examination 2013-04-28
  • S65 Uniform Investment Adviser Law Examination
    2018-01-16
  • S63 Uniform Securities Agent State Law Examination
    2013-04-28

View on SEC IAPD

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